Financial Disclosure Report For Calendar Year 2010: Important Notes

 

FINANCIAL DISCLOSURE REPO RT FINANCIAL FOR CALENDAR CALENDAR Y EAR 2010

AO 10 Rev. 1/2011

1. Person Reporting (last name, first, middle initial)

Report Required by the E thics ht Government Act of 1978  5 U.S.C. app. §§ 101-111)

2. Court or Organization

3. Date of Report

USCA-7

M ani on, D ani el A . 4. Title (Article Ill judges indicate active or senior status; magistrale judges indicate full- or part-li part-lime) me) Article 11I

05124/2011

5a. Report Type (check appropriate appropriate type) Nomination, ] [] Initial

6. Reporting Period

01/ 01/ 2010 to

Date

[] Annual

[] Final

12/ 31/ 2010

5 b . [] [] A m e n d e d R e p o r t 7 . C h a m b e r s o r O f f icic e A d d r e ss ss

8. On the basis of the information contained In this Report and any modifications pertaining thereto, thereto, it is, in my o pinion, in comp liance with applicable laws and regulations.

301 Grant Federal Building 204 S. Main Street South Bend, IN 46601

Rev iewing Of f icer

Date_

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete alt parts, checking the NO NE box for each part where you hav e no reporlable information. Sign on last page.

I . P O S I T I O N S . ¢ R o p o a i n ~ i , d i v ~ u a t o . ttyy : s e e p p . ~-~

N O N E (No reportable positions.)

N A M E O F O R G A N I Z AT A T I O N /E /E N T I T Y

POSITION

2. 3.

4. 5.

I I.I . A G R E E M E N T S . tat a o ,,oo ,,~~ .g. g i,~i~t ont~; ~ ~ ,. 14-16 ~~ N O N E

of filing instructions.~

(No reportable agreements.) DATE

PARTIES AND TERMS

M a n io i o n D a n iiee l A .

 

FINANCIAL FINANCI AL DISCLOSURE REPORT Page 2 of 13

Date ol Report

Name of Person Person Reportin g

05/24/2011

M an i on, D ani e l A A..

IIl N O N - IN I N V E S T M E N T I N C O M E . ( R eerr o ~ inin , individual andspouse; seepp. 17-24 of filing instructions.)

A. Filer’s Filer’s Non-Investm Non-Investm ent Incom e

~]

N O N E No reportable

on-investment

income.) SOURCE AND TYPE

DATE

INCOME

(yours, not spouse’s)

2. 3. 4.

B . S p o u s e s N o n - I n v e sstt m e n t I n c o m e - ~ f y o u were marrled durlng any poaion of the reporting year, complete this sect i on .  D ollar amount nor required except for honor honoraria.) aria.)

~]

N O N E (No reportable report able non-investment income.)

DATE

S O U R C E A N D TYPE

1.

2. 3. 4.

IV REIMBURSEMENTS transporlation, lodging, food, enlertainraent.   Inclades those to spouse and dependent ch children: ildren: ~pp. 25-27 of filing in~truction~.)

N O N E (No reportable reimbursements.) SOURCE I.

2.

3. 4.

 

DA~S

LOCA~ON

PURPOSE

JTEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 1 3

V GIFTS anczua ho to spout ~u~ a~pe.Z~.

children;

see pp. 28-31

Name o f Person Reporting

Manion, Daniel A.

Date of Report

0 5 /2 4 /2 0 11

of filing instructions.)

N O N E (No reportable gills.)

SOURCE

DESCRIPTION

VALUE

 .

2. 3.

4. 5.

~

N O N E (No reportable liabilities.)

CREDITOR

1.

2. 3. 4.

5.

 

DESCRIPTION

VALUECODE

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT Page 4 of 13

Da te of R e port

Manion, Daniel A.

0 5 /2 4 /2 0 11

V I I . I N V E S T M E N T S a n d T R U S T S . i n c o . ,,,, , ..~~ t u e , , ,,~~ , u c , ~ o n , ¢ t n c ~ u ~ e , , h o , e o y , ~ , o ~ , o o n d d e ~ , e . d e n ,

children; see s ee

pp. 34 60

of filing instructionr.

N O N E (No reportable income, assets, or transactions.) B.

A.

D e s c r i p t i o n of Assets ( i n c l u d i n g t r u s t a s s e tsts ) Place (X ) after each asset e a e m p l f r o m p r i o r d i s c lloo s u r e

Income during reporting period  ~ )

2)

A m oouu n t

T y ppee ( e . g .... div., rent. or int.)

C ed e I (A-H)

D. Transactions during relx~rting peri~l

C. G r o s s v a l u e at e n d of repoaing period (2)

O)

Value Code 2 (J-P)

Value M e thth o d Code 3 (Q-W)

T y p e ( e . g .,. , buy, re|l, redemption)

lmereM

K

T

K

T

O)

(2)

(3) i ( ~)

Date Value ; Gain mmlddlyy Code 2 i Code 1

( J’ J’P) P) I ( A- H )  .

I.

Key B an k ch ecki n g

2.

Key B an k ch ecki n g # 2

None

3.

AIM Asia Pacific Growth fund

None

S ol d

09/ 21/ 10

K

B

4.

G abel lili V al ue M ut ual F und

None

S ol d

0 9 /2 1/10

K

A

5.

T emp l et o n Fo rei g n Fu n d

None

S ol d

0 9 /2 1/10

M

6,

Europa}tic } tic Growth Fund

None

Sold

04/20/10

L

7.

Goldman Sachs Small Cap Value Fund

Distribution

S ol d

0 4 /2 0 /10

L

8.

Hartford Capital Appreciation Appreciation Fu nd

None

S ol d

IM/20/10

L

C

9.

AIM Developing Markets Fund

None

S ol d

IM/20/10

J

B

10 .

FirslOpportunity Firsl Opportunity Fun d

None

J

 r

i1.

U B S d ep o s i t acco u n t (RMA m o n ey market )

Distribution

N

T

12 .

S el i gm an G l obal F und

None

S ol d

0 5 /14 110

J

B

13 .

Janus Fund

None

S ol d

10/21110

L

D

14 .

Fidelity Magellan Fund

Distribution

S ol d

 1 / 1 1 / 1 0

L

15 .

D i am onds

16 .

Boeing Company common

17 .

Evans vi l l e R edev. Bond

Redeemed

01/01/10

3. Value Mc~t~ C~s {~c Colu~ C2~

A

A

A

A

A

None

J

W

D i vi dend

]

T

Interest

P3 ~25.~.~1 - $50.~.1~ Q :Appraisal :Appraisal U =B~k Value

 5 )

Identity of buyerlseller (if private transaction)

D

p4 =More ~h an $50.(~.~ R :Co~t (real Estate Only} V ~thcr

S =As~s~n~nt W =Estimated

T = C a s h Ma r k e t

 

Name of Person Reporting

Date of Report

FINANCIAL FINANCI AL DISCLOSURE REPORT REP ORT

Page 5 of 13

Man ion, Daniel A.

0 5 /2 4 /2 0 11

V I I . I N V E S T M E N T S a n d T R U S T S . . i n , o .,. , o , v o ~ , , , , r a ,,ss o c a o , ,s, s a n c t u d , , ,h ,h o s e o l s p o u s e a n d ~]

dependent children

see pp. 34-60

nf filing instructions.)

N O N E (No (No reportable income, assets, as sets, or transactions.)

B. Income during reporting period

A.

Description of Assets (including trust assets)

  t)

Place (X) after each asset exemp t from prior disclosure

A m ou ou nt Code I (A-H)

C. Gross value at end of reporting period

12)

OI

V a lu e Code 2

T y p e ( e.e . g .,., div., rent, or int.)

{J-P)

2)

V a lu e M e th th o d Code 3 (Q-W~

18.

B l ackro ck Mu n i 2 0 1 8 T ru s t

A

Dividend

J

T

19.

Barc l ay s Bank preferr preferred ed

A

Dividend

J

T

20 .

Credi t S ui s s e preferred

A

Dividend

2 1. 1.

D eeuu ts ts cchh e B aann k p rree fe fe rr rr ed ed

A

Dividend

J

T

22 .

ING Group preferred

A

Dividend

J

T

23 .

Bank of A m eri c a preferred preferred

B

Dividend

K

T

24 .

S out h Bend R edev, Bond

A

Interest

J

T

25 .

I ndi ana S t . D ev. Bond

A

Interest

J

T

26 .

Chi c ago I L O’Hare bond

A

Interest

J

T

27 .

Brownsville TX bond

A

Interest

J

T

28 .

Indianapolis IN Ioc bond

A

Interest

.I

T

29 .

Indianapolis IN gas bond

A

Interest

J

T

30.

Ham i l tton on Co. OH bond

A

Interest

J

T

3 1.

Kane/DeKalb Co. IL bond

B

Interest

K

T

32 .

University Akron bond

A

Interest

J

T

33.

Keyco rp co mmo n

A

Dividend

L

T

UBS deposit account i

A

Distribution

L

T

  34.

I. Income Gain Codes: ISee Columnx B 1 and D4)

2. Value Codes {See Columns CI and D3)

Type (e.g.,

buy, sell, redemption)

(2 ) Date

mmldd/y y

(3) Value Code 2 O-P)

Gain

Identity of

Code 1 (A-H)

bu y e r / s e lle r ( i f p r iv a te

tran~etion)

T

B =$1.1201 - $2,500

C =$2.501 - $5,000

D "-d.5.O01 - $15.000

F :$50.0OI - $100,000

G = $100.0OI - [ 1,000.000

H 1 =$ = $ 1 ,,00 00 00 ..00 01 01 - $ 3 ,,00 00 0 0 ..00 00 00

H2 = =M M oorr e tthh aann

J =$15.000 or- less

K = $1 5 , 0 0 1 - $5 0 . 0 0 0

L = $5 0 . 0 0 1 - $1 0 0 . 0 O n

M - - ~ . 1 0 0 . 0 0 1 - $2 5 0 . 0 0 0

N =$ 250. 001 - $ 500. 0(X )

O -~500,001 - $1.000.000

P = $ 1 ..00 0 0 . ~ 0 1 - $ 5 .0 .0 ( ~ 0 . 0 0 0

P 2 =$ 5. 000. 001 - $ 25. . 000. 1 300

Q = A p p r a i s aall

(5)

(4)

A = , . t.t. 1 . 0 0 0 o t l e s s

P3 =$25.C~0.001 - $.s0.000.t:~3 $.s0.000.t:~3 3. Value Method Codes

Transactions during reporting period

E =S 15.00 t - $50.000

Pa -More than $50.000,000 $50.000,000 R. = C o~ I {Re a l E s t a t e O nl y)

S =Assessment

" 1" - - C a s h M~ rkc t

 

FINANCIAL DISCLOSURE REPORT

Na m e of Pe rs on R e porting porting

Date

o

Report

Page 6 of 13

05/2’I/2011

Manion, Daniel A.

V I I . I N V E S T M E N T S a n d T R U S T S i.eo,... ,,at.o, ,,at.o, tr....aio. tr....aio.ss anc~.~ s ,hoso oyspo.so oyspo.so ~.~ a,~ ,e.ao,I,

children; see pp. 3 4

60

of filing instructions.)

N O N E (No reportable income, assets, or transactions.)  

Do

13.

Income during re p o rtin g p e rio d

Description of Assets ( in c lu d in g tru st a s s e ts)

P la c e ( X ) a fte r e a c h a s se t e x e m p t f r o m p r i o r d i s c lolo s u r e

Transactions during reporting period

Gross value at end of reporting period

{I) A m oun t

(2) T y p e ( e .g .,

V a lu e

V a lu e

Type le.g.,

Date

Valu~

Code I (A-tl)

dlv,, rent, or int.)

Code 2 (J-P)

M e tthh o d Code 3

buy, sell, redemption)

m m/ m /d d /y y

C od od e 2

Ga in Code 1

(J.P)

(A-H )

(l)

12)

(2,)

(3)

(4)

1RAs- - ite ms 3 6- 5 3

36.

Op p en h ei mer C ap i t al Ap p reci at atii o n fu n d

None

37 .

U B S B an k U SA d ep (l i q u i d as sset et s fu n d )

Distribution

3 8.

Ge ne r a l E le ctr iicc

39 .

D avi s NY V ent ure F und

Distribution

J

T

4 00..

F ra ra nk n k llii n B aall a nc n c e S he h e et et

Distribution

K

T

41.

F rank l i n l nc om e F und

Distribution

,12.

Al l y B K M i d v at e fi fixx ed rat e C D

43.

Sold

0 8 /3 0 /10

Sold  pan)

08/30110 K

Interesi

Buy

0 7 /3 0 /10

K

A l l y BK M i dval e fi x ed rat e CD

None

S ol d

0 9 /3 0 /10

K

44.

M erc hangs Bank fi x ed rat e CD

Interest

K

T

B uy

11/24/I 0

K

45.

M edal l i on Bank fi x ed rat e c d

Interest

J

T

B uy

12/03110

J

4 6. 6.

C o lu lu m bbL L ~~ss B TT T T fi f i xxee d rraa ttee cd cd

Interest

K

T

B uy

11/29/10

K

4 7.

Ame r ica n E xpr e ss f ixe dr a te cd

None

T

B uy

12/ 28/ 10

)

4 8.

U S W e s t C o m m u n i c a t iioo n s d e b

Interest

T

B uy

09/09/I 0

K

4 99..

G E M o ne ne y B a nk n k fifi x e d r at at e c d

Interest

B uy

07/30/I0

K

50 .

G E M oney Ban k fi x ed rat rat e c d

Interest

S ol d

10115110

K

51 .

F ederal 401K pl an

None

Sold

0 6/0 4 /10

N

I. Income Gain Codes: ( S cc cc Co C o lu lu mn m n s B I a nd nd 13 1 3 44)) 2. Value Codes

( Se c C o l u m n s C I a n d I ) 3 ) 3 Value Method Codes (See C o l u m n C 2 )

M

D i vi dend

A - - - 1 1 .0 0 0 ix le s s F= =$$ 5 00,, 0 0011 - $ 1 00 00 ..00 0000 J =$15.000 or less

N =5250.001 - $500,000 P 3 =$25,000.001 - $50.000.000 Q =Appraisal U =Book V~tue

(if p r i v a t e

transaction)

(Q-W)

35 .

 5

I d e n t i tyty o f buyer/seller

T

T

T

J

B : $1 . 0 0 1 - S 2 . Y - . X )

C =$2.5(31 - $5.1X)0

O = 1 10 10 00,, 0 0011 - 5 11.. 0 0000 ..00 0000 K =$1 5 , 0 0 1 - 5 5 0 .0 0 0

H 1 =5 1. 1. 0 0000 ..00 0011 - $ 5 ..00 0000 ,,00 0000 L = $5 0 , 0 0 1 - $1 0 0 . 0 0 0

0 ~5 ~ 5 50 50 0. 0. 0 0 1 - SS11 ,0 ,0 00 00 .0 .0 00 00

P I =$1 ..00 0000 ,,00 0011 - $5 ..00 0000 ,,00 0000 P4 =Mote I hzn $50.000,000

P 2 =$ =$5.000.001 5.000.001 - $25.000,000

S =Assessm~nl W =F.slimuted

T = C a s h M~ k e l

R =Cost (Real Estate O~ly) V =Other

D --45,001 - $15.000 H2 =More than $5.000,000 M =$100,001 - $250,000

Iransferred to UBS IR A

E =515,001 - SX).000

 

FINANCIAL DISCLOSUR DIS CLOSURE E REP REPORT ORT

Page 7 of 13

Na me of Pe rs on R e porting

Martian, Daniel A.

D ate of R e p o r t 05F24/2011

V I I . I N V E S T M E N T S a n d T R U S T S - ini n c o , ..oo , . ~ ..ee .,. , . ~ n ~ a c ~ o ,,,, s a n c f . ~ , h o ~ e o f s ~ o ~ e ~ n ~ a ~ e n a ~ n ,

children

see pp. 34 60

of filing instructions.

N O N E (No reportable income, assets, or transactions.) Income during reporting period

Description of Assets (includ ing trust assets)

P la c e ( X ) a fte r e a c h a s se t e x e m p t f m r n p r i o r d i s clc l o s u r e

Gross value at end of reporting p eriod

 l)

 2)

A m oun t Code 1 (A-H)

T y p e ( e .g .. div., rent, o r int.)

(i) V al u e Code 2  J-P)

(2) Value MC oe dth t he o d3

Transactions during reporting period  I) Type (e.g..

buy. sell. redemption)

(2)

(3)

(4)

Date

Value

Gain

mrrddd/yy

Code 2

Code

 J-P)

A-H)

(Q-W)

Sta te of lndia na r e tir e me nt

N on~

53 .

Gro wt h Fu n d Am eri ccaa

None

54 .

20/20 Fund (Jennison)

None

T

55 .

Northwestern Mutual Life Insurance

None

T

56 .

Unimp roved real estate St, Joseph Cty, IN

None

L

57 .

Bai rdTm s t A c et : i t em s 58- 98

58 .

Au t o mat l e Dat a Pro ces s i n g (ADP)

B

D i vi dend

K

T

59 .

C o m p u t er Sci Scien en ces C o rp . co mm o n

A

D i vi dend

K

T

6 00..

T ar a r g eett C or o r p . c om om m o n

B

D i vi dend

L

T

61.

Kel l o g g C o mp an y

A

D i vi dend

K

T

6 2.

Wi n d s t ream C o rp .

C

D i vi dend

L

T

6 3.

I l lili noi s Tool W ork s c om m on

A

D i vi dend

6 4,

In t el C arp co mm o n

A

D i vi dend

J

T

6 5.

l nt el Carp c om m on

A

D i vi dend

J

T

6 6.

Johnson&Johnson

B

D i vi dend

K

T

6 7.

Pro ct er & Gam b llee co mm o n

A

D i vi dend

J

T

6 8.

Dreyfu s Mu n i Mo n ey Market

A

Distribution

M

T

[ 52.

I. Income Gain, Codes. ( . Y ~ : c C o lulu m n s 1 1 1 z n d D 4 } 2. Value Codes ( . S ~ : c C o l u n m sC sC l a n d D D33 ) 3. Value Melhod Codes tSee Column ~2)

A =$1.000 o~ less

B =$1.001 . $2,500

F =$50,001 - $ 100.000 J =$ I 5.000 or les~ N =$ =$2 5 0 . 0 0 1 - $S 0 0 , 0 0 0 P3 =$25.000.001 - $50.000.000 Q =Ap~aisal U =Rook Value

G =$100.001 - $1.000.000 $1.000.000 K = $1 5 . 0 0 1 - $ 5 0 . 0 0 0 O : $5 0 0 . 0 0 1 - $1 . 0 0 0 . ( ’ X ) O R =Cost IReal Estate Only} V =Othe~

 5) Identity of

buyerlseller (if pri,. ’a te transaction)

uy

C --,$2.501 - $5.000 H I =$I.000,001 =$I.000,001 - $5.000.000 L =$ 5 0 , 0 0 1 - S ]0 0 . ( X ~ I PI :$1.000.001 - $5.(X)0.000 P4 :More ~han $50.000.000 $50.000.000 S =Assessn~nt W =Eslirnaled

05/ 14/ 10

 

D --,$5.001 - $15,000

E -~15.001 - $50.000

H2 =MOle than M =$1(30.001 P2 -~.5.000.001 - $25.000.000

T =Cash Matkcl

 

FINANCIAL DISCLOSURE REPO RT FINANCIAL Page 8 of 13

Nam e of P er son Repor ting

Manlon, Daniel A.

Date of R e port

0 5 /2 4 /2 0 1 i

V I I. IN V E S T M E N T S a n d T R U S T S

- i nc ome, va l ue, t ra nsa c t ions ions Inc l udes t hose of spouse a nd dependent c hi l dren; see pp. 3 4 - 60 of fi llii ng i nst nstruc ruc t ions.) ions.)

N O N E (No reportable income, assets, or transactions.) Income during r e p o r t inin g p e r i o d

D e s c r i p t ioio n o f A s s e ttss ( i n c l u d i n g t r u s t a s s e ttss ) Place (X) after each asset exemp t from prior disclosure

(I )

Amount Code I (A-H)

Gross value al end of reporting period 2)

(I )

Value Code 2

Value M e th th o d

Type (e.g., b u y , ~ . e llll ,

(J-P)

Code 3

redemption)

  l)

Type (e.g.. div., rent, or int.)

Transactions during reporting period C

5)

Date

Value

Gain

mm m// d d/ d/ y y

C oodd e 2  J-P)

Code I {A-H)

Identity of buyer/seller (if private

(2)

(3)

~Q-W)

69,

F isis e rrvv In In c .

70 .

Bec t on D i c k i ns on & Co.

71 .

transacti,~n)

Sold (part)

11118/10

J

Sold

01112/10

J

Sold (part)

11/16/10

J

S ol d

04/ 22/ 10

M

T

Buy

08/ 26/ i 0

K

K

T

B uy

None

K

T

Buy

02/ 08/ 10

J

Techne Corp.

None

K

T

B uy

I /16/10

J

79 .

Po wers h ares G l o bal bal

None

K

T

B uy

  1/17 /10

K

80 .

M edc oH eal t h S olut olut i ons

None

K

T

B uy

08/ 26/ 10

K

81 .

C en e n tu tu ry ry Li L i n k I nc nc ,

D

D i vi dend

M

T

B uy

05115110

L

82 .

Valmont Industries

A

D i vi dend

K

T

B uy

01/ 13/ 10

J

8 33..

V a lm lm o nntt I nd nd us u s trtr ie ie s

A

D i vi dend

K

T

B uy

10/14/10

J

84 .

Harri s S l rat ex Net w ork s

S ol d

0 2 /0 8 / 1 0

J

85 .

Harl ey D avi ds on c om m on

None

M

T

A

D i vi dend

K

T

Cl arc or I nc .

A

D i vi dend

72 .

Ecolab comm on

A

D i vi dend

K

T

73 .

P at t ers ers on Com pani es c om m on

B

D i vi dend

M

q~

74 .

F as t enal c om m on

B

Div ide nd

75 .

F as t enal c om m on

B

D i vi dend

L

76 .

Permar~e~,t Po,-lfolio Fur~d

A

D i vi dend

77 .

Steficycle Inc.

78 .

1. Inc om e Ga i n C ~ dc , ~ :

ISee Columns BI and D,I) 2 . V a lu e C o d e s (See Colunm$ CI land D3)

None A

D i vi dend

K

A =$1.000 or less

B --~1.001 - $2500

C = .$2.501 - $5.000

D =.$5.001 - .$15.000

F =$50,001 - $100,000

G =. $1 $1 00. 001 - . $ 1 ..000, 000, 0~30

I I I = $ 1 ..00 ~ 00.. 0 0011 ¯ . $ 5 ..00 0000 .0 .0 0000

i t 2 = M o re re than $5.000.000

J =$1 5 . 0 ~ O o r l e s t

K =. $1 5 ,0 0 1 - $5 0 ,0 0 0

L = $50.001 - $100,O00

M =. $ 1 00. 001 - . $ 250. 000

N ~$250.001 - .$500.000

O =.$500,00| - $1.0~0,000

PI =~1,000,001 , 5.000.000

P2 = .$5.000.001 ¯ $25,000,000

Q =App’aisal

R =Cost (Real Estate Only)

S =Assessment

O =B~ok Value

V =Olhcr

W =Est i rn al ed

P 3 = $2 5 . 0 0 0 . 0 0 1 ¯ . $ 5 0 .0 0 0 , 0 0 0 3. Vatue Method Codes t See Column C2)

T

P 4 ~ M o r e t h a n . $5 0 . 0 0 0 . 0 0 0 T =Cash M~ket

 

FINANCIAL DISCLOSUR DIS CLOSURE E REPO REPORT RT

Page 9 of 1 3 V I I. IN V E S T M E N T S a n d T R U S T S

N a m e of P er son Repor ting

Manlon, Daniel A.

-- income, value , transactions transactions Includes those of spouse and depende nt children; children; see pp. 34-6 0 of filing filing instructions.) instructions.)

Date of Report

05/ 24/ 2011

~

N O N E No reportable income, assets, or transactions.) A. Description of Assets

B.

(including trust assets)

(I ) P la c e " ( X )" a fte r e a ch a s s e t exempt from prior disclosure disclosure

C.

I n c o m e d u rin g reporting period Am ount Code 1

Transactions during reporting period

G ro ss va lue a t e n d of reporting period

(2 ) Type (e.g.,

O)

Value

div., rent,

Code 2 ( J- P )

(A-H )

o r in t.)

A

D i vi dend

86 .

Medlronic Inc.

87 .

Pepsico Inc.

None

K

88.

P eepp s i c o IInn c .

None

K

89 .

M c G raw - Hi l l c om m on

A

90 .

W al green

91 .

( (2) 2)

O)

(2)

 4

5

Code 2

Gain Code

Identity of buyer/seller

(J-P)

(A-H )

( if p r iv a te transaction)

(3)

Value

Type (e.g..

Date

Value

Method

buy, sell,

mrrddd/yy

Code 3 ( Q-W )

redemption)

Sold

0 5 /0 6/10

L

T

Buy

12/06110

K

T

B uy

12/30110

K

D i vi dend

Sold

I 1/23/10

K

A

D i vi dend

Sold

08/26110

K

Em ers on El ec t ri c

B

D i vi dend

L

T

92 .

E Q T Cor p.

A

Div ide nd

K

T

93 .

Federated lnvs. Class B

D i vi dend

J

T

Sold (part)

04112/10

K

94 .

Microsoft Corp

D i vi dend

L

T

B uy

11/ 23/ 10

K

95 .

McC o rmi ck & C o .

D i vi dend

K

T

96.

V C A A nt nt e cchh In In c. c.

None

K

T

9 7. 7.

G e nnee ra ra l E l ec ec ttrr iicc

A

D i vi dend

K

T

98 .

Harris Corp.

A

D i vi dend

K

T

99 .

BP PLC common

B

D i vi dend

L

T

I 0 0 . G e n e r a l E l e c t riri c

A

D i vi dend

K

T

10 1. Pf ize r ln¢.

B

D i vi dend

K

T

10 2 . Pr octe r & Ga m bl blee

B

D i vi dend

L

T

I Income Gain Codes:

I Sc e C o l u m n s BI a n d D 4 ]

2. Value Cod~s ISee Columns ffl ~d D3) 3. V a l u e M c ~ o d C ~ c s  ~e C o l u ~ C 2 )

A =$1.000 or less F =$50.001 - $100.000 J =$15.000 or less

B ---$1.0oi - $2.500

C --~.2.501 - $5.000 HI =.I.I.000,001 - $5.000,000 L =$50.001 - $1130.O00

N ~ --..$250.001 -

P3 =$25.000JX)1 - $50.000.000 Q =Appraisal U =Book Value

D ---$5.001 - $ I 5.0o0 H2 =More than $5.000.000 M =$100.001 - $250.000

E --, I . 1 5. 001 . $ 50. 000

P2 =$5,000.001 - $25,000,000 R ~os (Real Eslate Only)

V =Other

P4 =More than $50.000.000

T =Cash Market

W =E~limated

 

FINANCIAL DISCLOSURE DIS CLOSURE REPORT

Page 10 of 13

Na me o f Pe rs on R e porting

Date of Report

Manion, Daniel A.

V I I . I N V E S T M E N T S a n d T R U S T S - - i,i, ,c,c o ,~, ~ e , ~ ,,,, t,t , ,o,o , t ,o , o . ~ o , , io io , , , a n d . a e , t h o s e o I ~ , o . . . ~ d d , p e , , a , ~ ,

05/24/2011

children; see

pp. 34 60

of filing irrstructions.)

~ N O N E (No (No reportable inc ome, assets, or transactions.) Income during reporting period

Description of Assets {including trusl assets)

Place "(x)" afte~ each asset e x e m p t f r o m prior disclosure

(i )

Amount Code I (A-H)

Gross value at end

Tr a n s a c tio n s d u r in g r e p o r tin g p e r io d

o f reporting period

(2 ) T y p e ( e . g ..,, div.. rein,

2)

(l )

V alu e Code 2

V a lu e M e th th o d

Type (e.g., buy, sell,

or int.)

( J- P )

Code 3 (Q-W)

redemption)

  t)

1 0 3 . JM JM S m u c k e r

A

Dividend

1 0 4 . U B S d e p o s i t a cc cc o u n t

A

Dividend

M

T

1 0 5 . O h i o S t a te te H i g h e r E d u c . F u n d m u n i

A

Interest

K

T

106. UB S c us t odi al ac c t s :F :F i del i t y A dv. di vi dend

A

Di st ri but i on

(2)

Dale mm/d d l yy

(3)

Code I

(J-P)

(A-H)

1 0 7 . A l l ia ia n c e ~ o l l e g e B o u n d F u n d

None

1 0 8 . A m e r i c a n F u n d s C o l l e g e A m e r iicc a

None

N

T

Buy

04112/10

1 0 9 . A m e r i c a n F u n d s C o l l eg eg e A m e r iicc a

None

N

T

Redeemed (part)

07114/10

K

  1 0 . A m e r ic ic a n F u n d s C o l le le g e A m e r i c a

None

N

T

Redeemed (part)

112/14/10

K

111. College Choice 529 plan

None

Buy

12/08/10

J

112. F i del i ty ty S part an 500 I ndex F und

A

Di st ri but i on

Sold

09/28/10

J

113. F i del i ty ty G row t h and I nc om e F und

A

Di st ri but i on

Sold

11/11/10

K

114. Vanguard 500 Index Fund

A

i D i st ri but but i on

Sold

05/ 14/ 10

L

I 15. OppenheimerFunds Legacy P rogram

A

Di st ri but i on

K

T

D onat ed (part)

07/ 14/ 10

116. OppenheimerFunds Legacy P rogram

A

Distribution

K

T

Do n at ed (pail)

09/I3/10

117. Not re D anae F e deral Credi t Uni on s avi ngs

A

Dividend

118 . Le hm a n B r os. f ixe d r a te cd

None

B uy

  1/16/10

K

1 1 9 . C a p m a r k B K f i x e d r a te te c d

None

B uy

11116II0

K

I. In c o m e G ain C o d es :

A =$I .6 0 0 o r l e s s

B =$1,00| - $2,500

P 3 - - $2 5 . 0 0 0 .0 0 1 - $5 0 .0 0 0 . I ) 0 0

C =$2.501 - $5.000

(4 ) Ga in

Value Code 2

(5) Identity of buyetlseller ( i f pr iv at e Iransaction)

C

D

D .45,001 - $15,000

E .415.001 - $50.0(30 $50.0(30

P 4 =M o r e t h a n $5 0 . 0 C O .0 0 0

 

FINANCIAL DISCLOSURE REPORT

Page 11 of 13

N am e of Person Reporting

Man ion, Daniel A.

V I I . I N V E S T M E N T S a n d T R U S T S i ~ e o m o , ~ a t u e , ttrr ~ n , o c , iioo , , a , t a u d o s t h o , , o / ,p , p o , , ,,oo a , a a e p o , , a e ~ , h i ~ a r , ~ ; ,,ee e , r . 3 4 . 6 0

~

NONE(N (No o

reportable income, assets, or transactions.)

Date of Report

05124/2011

of filing instructions.)

Descdptlon of Assets ( in c lu d in g tr u st a ss e ts )

G r o s s value al end of reporting pedod

Income during r e p o r tin g p e r io d

()

(2)

(1)

Transactions during reporting period (1 )

(2)

(2 ) D a te mm/dd/y y

(3 )

 4 )

Value

Gain Code I

T yp yp e ((ee . g .,

Valu e

Va lue

div., rent.

Code 2

Method

or int.)

(J-P)

Code 3 (Q-W)

redemption)

Interest

M

T

B uy

08/27110

M

121. A l l egheny Count y P A m uni bond

None

K

T

B uy

12/ 28/ 10

K

122. Femandina Beach FL muni bond

NoBe

K

T

B uy

10/ 13/ 10

K

12 3 . Ca pe C or a l FL r nu ni bond bond

None

K

T

B uy

12/28110

K

124. M TA NY S Trans R ev m uni bond

None

J

T

B uy

11/ 10/ 10

J

125. K ane M c K enry m uni bond

None

K

T

B uy

12/ 28/ 10

K

B uy

0 7 / 2 3 /I 0

J

Place "(X)" after each asset

exempt from prior disclosure

A m ou ou n t Code 1 (A-H)

120. F T F rank l i n F ed i nt eri eri m m ut ual fund

B

T y p e ( e .g ., buy, sell,

Code 2

(A-H)

126. I ndi ana S t F i n A ut h m uni bond

A

lnteresl

1 2 7 . W a s h o e C o u n t y N e v m u n i bo bo n d

A

Interest

J

T

B uy

0 7 /2 3 /10

J

128. A A G H ol di ng Co. I nc . s eni enior or not es

 

Interest

J

T

B uy

1 0 /2 0 /I 0

J

I. Income Gain Codes: ( S e e C o l u m n s B I an d D4 ) 2. Value Codes (See Column~ CI a~d D3) 3. Value Method Codes ( S e e C o l u~ m C 2)

A =$1,000 or less F =$50.001 - $100.0(30 l =$15.000 =$15.000 o r less N ~250.001 - SSOO .t300 P3 =$25,000.001 - $50.000.,L~00 Q =Appt’aisal 13 ~Book Value

B =$1.001 - $2.500 G =$100.001 - $1.000.000 =$15,001 - $50,000 K =$15,001 O = 5 0 0 . 0 01 01 -

I . 0 0 00.. 0 0 0

=$2.501 - $5.000 I =$1.000.O01 - $5,000.0(30 =$50.001 - $100.000 PI =$1.000.(301 - $.5.000.000 p4 =More than $50.000,000 =Assessrn~nl

D :$5.001 - $15.000

(5 ) Identity o f

buyer/seller (if private transaction)

E =$15,0OI - $~,0.000

FI2 =More than M :$100.001 - $2S0.000 P2 =$5.OOO.001 - $25.000.000

T : C ash M ark et

 

FINANCIAL

Page 12 of 13

DISCLOSURE DISCL OSURE REP REPORT ORT

Nam e of Person Reporting

Manion, Daniel A.

VIII ADDIT DDITIONA IONAL L INFORMA INFOR MATION OR EXPL EXPLA ANATION TIONS S

L i nes 99 and 00: S el f- di rec ted ted c hari t able able foundat i on (val ue dona t ed t o c hari ttyy reduc ed c orpus i n fund)

Date of Report

05/24/2011

 

FINANCIAL DISCLOSURE REPORT

Na me of Pe rs on R e porting

Page 13 of 13

Manion, Daniel A.

Date of Report

05/24/2011

IX. CERTIFICATION. I c e r t ifif y t h a t a l l in in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n in in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , ifif a n y ) i s a c c u r a t e , trtr u e , a n d c o m p l e t e t o t h e be be s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d be be c a u s e i t m e t a p p l i c a b l e s ta ta l u t o r y provis ions permitting non-dis clos ure.

1 f u r t h e r t ’e ’e r t iiff y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i n com pliance w ith the provis ions of 5 [].S [].S .C . app. § 501 ¢ t. s eq., 5 U.S .C . § 7353, and J udicial C o nference reg ulations .

Si

N O T E : A N Y I N D IV I V I D U A L W H O K N O W I N G L Y A N D W I LF L F U L L Y F A LS LS I F IE IE S O R F A IL I L S T O F I L E T i llll s R E P O R T M A Y B E S U B J E C T T O C I V I L A N D C R I M I N A L S A N C T I O N S ( 5 U .S .S . C . a p p . § 1 0 4 )

C o m m i tttt e e o n F i n a n c i a l D i sscc l o s u r e Administrative Offic e of the U nited States Courts Suite 2-301 O n e C o l u m b u s C i r c llee , N . E . W a s h in i n g t o n , D ..C C. 20544